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Task Force Report
DELAWARE SUPERIOR COURT
REPORT OF THE TASK FORCE ON THE
MORE EFFECTIVE
USE OF JURIES
June 1, 1998
Chairman: Honorable John E. Babiarz, Jr.
Members: Honorable Roderick R. McKelvie, Honorable Susan C. Del
Pesco, Honorable Norman A. Barron, Honorable Jerome O. Herlihy,
Honorable T. Henley Graves, Honorable William C. Carpenter, Jr.,
Honorable N. Maxson Terry, Jr., Honorable Alex J. Smalls, Professor
Valerie Hans, James A. Erisman, Esquire, Stephen M. Walther, Esquire,
Robert B. Young, Esquire, David J.J. Facciolo, Esquire, Ms. Maureen
Golden
INDEX
- INTRODUCTION
- REPORT OF THE JUROR QUESTIONNAIRE STUDY
- TABLES
-
- JURY SELECTION RECOMMENDATIONS
- Encourage Mini-Opening Statements
Before Voir Dire
- Allow Judges to Choose Between the
"Struck" and the "Strike and Replace" Methods of Jury
Selection
- Assure Lawyers the Right to Voir
Dire in all Cases
- Judges Should Receive Training in
Voir Dire
- Protect Juror Privacy During Voir
Dire
- Continue Peremptory Strikes in Present
Form and Number
- Vigourously Enforce Batson Safeguards
- Number of Jurors
- JURY TRIAL RECOMMENDATIONS
- Set and Enforce Time Limits for Trials
- Guidelines for Severance in Complex
Cases are Needed
- Jury Trial Time Should be Maximized
- Trial Interruptions Should be Minimized
- Juror Notebooks Should be Provided
in Some Cases
- Expand Use of Preliminary Jury Instructions
- Ensure Notetaking by Jurors in All
Cases
- Improve Management of Trial Exhibits
- Deposition Summaries Should be Used
- Allow Jurors to Ask Questions
- Educate Attorneys and Judges Concerning
Interim Summaries During Trial
- Use Modern Information Technology
More Often in Trials
- Allow Jurors to Discuss the Evidence
Among Themselves During the Trial
- Use Only Plain English in Trials,
Especially in Legal Instructions
- Do Not Keep Jurors Waiting While
Instructions are Settled
- Make Jury Instructions Understandable
and Case-Specific and Give Guidance Regarding Deliberations
- Do Not Instruct Juries on Jury Nullification;
However the Rules of Evidence Ought to be Expanded in
Recognition of the Jury's Power to Nullify
- Give Jurors Copies of the Jury Instructions
- Read the Final Instructions Before
Closing Arguments of Counsel, Not After
- Alternate Jurors Should Not be Released
From Service in Criminal Cases Until a Verdict is Announced
or the Jury is Discharged
- Allow All Jurors Remaining at the
End of a Civil Trial to Deliberate and Vote
- Juror Contact
- Statement on the Existence and Effect
of Insurance in Civil Cases
- POST-VERDICT STAGE RECOMMENDATIONS
- Become Proactive in Detecting and
Treating Juror Stress
- Assist Jurors In Coping With Fears
of Contact or Retaliation
- Solicit Jurors' Reactions to Their
Courthouse Experiences
- Advise Jurors Concerning Post-Verdict
Conversations with the Judge, Attorneys and the Media
Appendix A: Juror Note Taking: Exploring A New
Frontier
INTRODUCTION
This Report of the Task Force on the More Effective
Use of Jurors is divided into four segments which pertain to recommended
areas of reform. They are:
- Jury Selection Recommendations;
- Jury Trial Recommendations;
- Post-Verdict Stage Recommendations.
As Chairman of the Task Force, I am indebted
to those members who served on the Subcommittees on Jury Selection,
Jury Trials, Jury Deliberations and Post-Verdict Stage. I am also
indebted to Professor Valerie Hans of the University of Delaware
who provided systematic information from jurors themselves about
their experiences and reactions to jury duty in Delaware. The data
which Professor Hans provided was instrumental in enabling the Task
Force to reach many of its conclusions as to particular recommendations
for jury reform.
Those recommendations which were adopted by
the Task Force should be implemented at the earliest possible time.
Many of the adopted recommendations will appear radical to some.
To others, perhaps the recommendations did not go far enough. However,
based upon the empirical data available, the Task Force concluded
that its recommendations are worthy of implementation at least for
now. Future developments may influence us to review our conclusions.
Our primary focus has been to generate change where change is needed
to enhance and facilitate the difficult civic responsibility of
being a juror.
John E. Babiarz, Jr.
Chairman
- JURY SELECTION RECOMMENDATIONS
- Encourage Mini-Opening Statements
Before Voir Dire
To make examination of the jury panel
more meaningful to the parties, the court and the jurors
themselves, judges should have counsel give a brief, non-argumentative
opening statement about their cases before questioning.
Commentary:
The Task Force does not support this
recommendation. As an alternative, we suggest that the Task
Force recommend that in civil cases the trial judges encourage
counsel to prepare a single page summary of facts and issues
for the judge to read to the jury before voir dire.
- Allow Judges to Choose Between the
"Struck" and the "Strike and Replace" Methods of Jury Selection
Civil and criminal rules should be revised
to allow trial judges to choose between jury selection methods,
using either the "struck" system (all panel members participate
in voir dire) or the "strike and replace" procedure (only
the minimum number of jurors needed for strikes participate),
depending on the judge's preference.
Commentary:
The Task Force supports an alternative
to this recommendation that would encourage trial judges
to consider the struck method of jury selection where preemptory
challenges are exercised silently.
- Assure Lawyers the Right to Voir Dire
in All Cases
Lawyers for the parties ought to be
entitled to examine prospective jurors in both civil and
criminal cases. Trial judges should monitor lawyer voir
dire to ensure that interrogation by counsel remains consistent
with the purposes of voir dire and to safeguard juror privacy.
Commentary:
The Task Force does not support this
recommendation.
- Judges Should Receive Training in
Voir Dire
All judges, but especially new judges,
should receive mandatory training and education in the conduct
of voir dire.
Commentary:
The Task Force supports this recommendation
and suggests this would be a good topic for inservice training
for the judges.
- Protect Juror Privacy During Voir
Dire
In addition to monitoring lawyer questions
to prevent unreasonable and unnecessary intrusions into
the privacy of jurors' lives, the trial judge should provide
alternatives for jurors who do not wish to answer particular
questions in open court. The jury panel should be informed
of these options prior to questioning.
Commentary:
While the Task Force agrees a juror's
privacy should be protected it does not suggest this recommendation
be adopted as it does not recommend that lawyers conduct
voir dire.
- Continue Peremptory Strikes in Present
Form and Number
Peremptory strikes should be retained
in their present number, as they are necessary for the selection
of a fair jury.
Commentary:
The Task Force supports this recommendation.
- Vigorously Enforce Batson Safeguards
In order to protect the rights of the
parties and of potential jurors, trial judges should be
vigilant and, where necessary, take the initiative to assure
that there is an objective and verifiable race, ethnic and
gender-neutral basis for every peremptory strike of a potential
juror.
Commentary:
The Task Force supports this recommendation.
- Number of Jurors
Commentary:
The Task Force has considered a proposal
to reduce the number of jurors in civil cases to less than
twelve and would not support a recommendation to do that.
- JURY TRIAL RECOMMENDATIONS
- Set and Enforce Time Limits for Trials
Given the benefits to the parties, jurors
and the court system of trials that are as short as fairness
permits, judges ought to be given express authority, by
rule, to impose reasonable time limits on trials or portions
of trials.
Commentary:
The Task Force supports this recommendation.
Judges are already given such authority, by implication,
under DRE 611. The two most important factors under this
recommendation are: (1) Limitation on the total amount of
time for the entire trial; and, (2) Time limits on discrete
portions of the trial, e.g., how long each side will be
allowed for opening and/or closing statements.
Since Delaware has instituted in New
Castle County the one trial or one day approach for jury
service, attorneys have a duty to gauge, with candor, the
anticipated time it will take to present their cases. Prospective
jurors should be given a realistic assessment of total trial
length as such an assessment will impact on their availability
to serve as jurors. A realistic assessment is necessary,
in any event, for accurate judicial scheduling purposes.
1
Further, depending on the complexity
of the case, judges should be able to limit the length of
opening and closing statements recognizing that such statements
are not considered as evidence.
If we want judges to be given express
authority to impose reasonable time limits on trials or
portions thereof, it would appear that this could be easily
accomplished by changing the heading of Super.Ct.Civ.R.
63 and Super.Ct. Crim.R. 25 to read: "Judge; Authority
to Impose Time Limitations; Disability" and adding the
following sentence to the end of Super.Ct.Civ.R. 63 and
Super. Ct.Crim.R. 25(a) to read: "In either case, the presiding
judge is authorized to impose reasonable time limits on
trials or on portions of trials such as opening and/or closing
statements by counsel."
- Guidelines for Severance in Complex
Cases are Needed
Existing authority to sever parties
or claims for trial purposes ought to be utilized more often,
at least in especially lengthy trials or trials in complex
cases, to keep trial time to a minimum and to reduce juror
overload and confusion. The Supreme Court should promulgate
guidelines for severance for the benefit of trial judges.
Commentary:
The Task Force does not support this
recommendation. The Supreme Court should not promulgate
guidelines for severance for the benefit of trial judges
in Delaware. On the criminal side, such guidelines already
exist in numerous pronouncements from the Supreme Court.2
The same holds true on the civil side.3
- Jury Trial Time Should be Maximized
Jurors and attorneys should be surveyed
to determine whether there is a preference for trials lasting
full days (6 hours) and full weeks (5 days) or trials lasting
only half days (3 hours) and 4 days a week. A study should
be undertaken of the relative advantages and disadvantages
of various options for hours of trial.
Commentary:
The Task Force does not support this
recommendation. Delaware utilizes almost exclusively the
full-day trial option. This should continue. Normally, civil
trials are conducted Monday through Friday. In New Castle
County, criminal trials are conducted Tuesday through Friday
with Monday being utilized for case reviews. Fridays are
also utilized for many other matters such as sentencings.
Thus, Friday will be utilized as a trial day, either half-day
or full-day depending upon court/attorney scheduling conflicts.
Normal trial days commence at 10:00
a.m. and end at 5:00 p.m. with one 15-minute recess in the
morning and one 15-minute recess in the afternoon and with
a 13 hour lunch break. Thus, the normal trial day consists
of 5 hours and 15 minutes of trial time. Total daily trial
time could and should be increased. See Recommendation
4.
- Trial Interruptions Should be Minimized
The conduct of a jury trial ought to
take precedence over all other trial court business except
emergencies. Trial judges should receive training in the
effective use of specific trial management techniques that
would reduce unnecessary disruption and delay. When in a
jury trial, the judge should allow no more than one hour
for lunch, absent special circumstances.
Commentary:
The Task Force supports, in principle,
this recommendation. The conduct of a jury trial ought to
take precedence over all other trial court business except
emergencies. When in a jury trial, the judge should allow
no more than one hour for lunch, absent special circumstances.
Further, as scheduling permits, a carry-over trial should
resume at 9:30 a.m. instead of 10:00 a.m. These two time
changes would result in an additional 45 minutes of trial
time per day. Thus, the 5-1/4 hour trial day would increase
to a 6 hour trial day.
To make the most effective use of this
trial time, the court should schedule matters to be heard
outside the presence of the jury before or after scheduled
trial hours. The court should also be more diligent in impressing
upon counsel the importance of starting on time with the
jury at the beginning of the trial day, following periodic
recesses and at the end of the lunch break.
At the same time, allowances must sometimes
be made for counsel to attempt to settle other cases to
which they have been assigned. Case disposition is of paramount
importance. When other case assignments interfere with the
conduct of a trial in progress, allowance should be given
to such other case assignments where counsel would attempt
to resolve such cases between 9:00 a.m. and 10:00 a.m. Regarding
criminal cases, the case assignment judge or case review
judge should always give preference to counsel involved
in such other cases so as to insure a 10:00 a.m. trial start
for the case in progress.
- Juror Notebooks Should be Provided
in Some Cases
In all lengthy trials and trials of
complex cases jurors should be supplied with juror notebooks
for the keeping of documents or information, e.g., juror
notes; preliminary and, eventually, final instructions;
lists of witness names (and possibly photos); copies of
key exhibits; and, where helpful, a glossary of terms.
Commentary:
The Task Force supports this recommendation,
not only in lengthy trials and in trial of complex cases,
but even in certain routine cases. The creation and use
of a juror notebook is seen as an aid to juror understanding
and recall of the evidence.4
Among the contents suggested for juror
notebooks are:
- A copy of the court's preliminary
jury instructions, if given;
- Jurors' notes;
- Witnesses' names;
- A glossary of technical terms, such
as economic terms or medical terms;
- Copies of key photographs;
- Copies of economic projections;
- Copies of key documents including
diagrams, maps, etc.; and,
- A copy of the court's final instructions.
While recognizing that these aids may
not be advisable for routine trials of short or moderate
duration, jury notebooks are of considerable value to jurors
in trials of complex cases and for unusually long trials.
Whether they are used in a given trial and decisions regarding
the contents of the notebooks ought to be left to the discretion
of the individual trial judge. In several lengthy civil
cases, juror notebooks have already been utilized in Superior
Court with very favorable juror reaction.
To clarify the judge's authority in
this regard and in order to encourage the use of juror notebooks
in appropriate cases, the committee recommends a modest
addition of language to Super.Ct.Civ.R. 39(a), Super.Ct.Civ.R.
39(aa) and Super.Ct.Crim.R. 23(a):
In its discretion, the court may authorize
the use of notebooks for jurors during trials to aid the
jurors in performing their duties.
- Expand Use of Preliminary Jury Instructions
Preliminary jury instructions should
be expanded in scope to include elements of the charge or
claim and any known defenses. They should be case-specific
where possible and always in plain English. In complex or
technical cases, definitions of terms and other information
that would help orient the jury to the case should be included.
Commentary:
The Task Force supports this recommendation.
The committee endorses the use of expanded preliminary jury
instructions in both civil and criminal cases.5
Given before opening statements and the evidence, they ought
to deal with more than procedural and housekeeping matters.
Preliminary instructions should be both substantive and
case-specific. At a minimum, the jury ought to be informed
of what the plaintiff in a civil case must prove to win
and what the State must prove before a defendant in a criminal
case can be found guilty. In addition, definitions of technical
terms and elements of the offenses or claims and anticipated
defenses should be included. In technical or complex cases,
the instructions could contain a glossary of terms or other
information that would help orient the jury to the case.
The language of the preliminary jury
instructions ought to be case-specific wherever possible,
identifying the parties by name and referring to the incident
or transaction in specific, descriptive terms.
Research shows that telling the jurors
more, rather than less, in advance of the evidence assists
the jurors in understanding and organizing the evidence
as they hear it, improves their recall of evidence, reduces
the chances that the jurors will apply the wrong rules to
the evidence and increases juror satisfaction.6
Delaware's civil and criminal rules
neither require nor forbid the giving of substantive preliminary
instructions.7 To encourage greater use of substantive
and case-specific preliminary jury instructions, the committee
makes the following recommendation:
That Super.Ct.Civ.R. 51 be supplemented
by adding the following language:
Immediately after the jury is sworn,
the court may, in its discretion, in any civil case instruct
the jury concerning its duties, its conduct, the order
of proceedings and the elementary legal principles that
will govern the proceeding.
Preliminary jury instructions shall
comply with applicable rules and should inform the jury
of the legal rules applicable to any claim and anticipated
defense. Where necessary or helpful, a glossary of terms
may also be provided.
That Super.Ct.Crim.R. 30 be supplemented
by adding the following language:
Immediately after the jury is sworn,
the court may, in its discretion, in any criminal case
instruct the jury concerning its duties, its conduct,
the order of proceedings and the elementary legal principles
that will govern the proceeding.
Preliminary jury instructions shall
comply with applicable rules and should inform the jury
of the legal rules applicable to any charge and anticipated
defense. Where necessary or helpful, a glossary of terms
may also be provided.
For reasons stated elsewhere in this
report,8 these instructions should be in plain
English and, in the court's discretion, copies should be
provided the jury and to counsel.
- Ensure Notetaking by Jurors in All
Cases
Notetaking by jurors in criminal and
civil trials in Delaware has been permitted for years. Experience
has shown that the obvious benefits of the practice (aid
to memory, increased attention to the trial, etc.) outweigh
any supposed drawbacks. Jurors should be able to review
their own notes during any recess.
Commentary:
The Task Force supports this recommendation
on a case-by-case basis. For many years, jurors in civil
and criminal trials in Delaware have had the option, in
the court's discretion, to take notes. Experience has shown
that the obvious benefits of the practice (aid to memory,
increased attention to the trial, etc.) outweigh any supposed
drawbacks. Jurors should be able to review their own notes
during any recess.
Notetaking by jurors during trial is
commonplace in Delaware, at least in lengthy or complex
civil and criminal cases.9 The sense of the Task
Force is that the majority of Delaware Superior Court judges
permit jurors to take notes in certain cases. Practice varies
among judges concerning whether jurors are permitted to
take their notes into the jury room during recesses, but
most do not. While some trial courts elsewhere in the country
do not permit the taking of notes by jurors, researchers
and commentators tout the advantages of allowing notetaking
by jurors.10 Among the advantages found are these:
- Increased attention to the trial
by jurors;
- Enhanced ability of jurors to refresh
their memories from their notes, especially during deliberations;
- Reduction in requests, during deliberations,
for court reporter readbacks of testimony; and
- Increased juror morale and satisfaction.
A fairly recent American Judicature
Society-sponsored study failed to document any material
drawbacks to juror notetaking.11 Subsequent studies
have drawn the same conclusions.12
So that all jurors will have the right
to take and use trial notes, the committee urges the court
to promulgate a civil and criminal rule assuring jurors
the right to take notes.
Super.Ct.Civ.R. 39 and Super.Ct.Crim.R.
23 could each be amended by adding a new subdivision (d)
to each rule which would state as follows:
(d) In a jury trial, the court may
instruct the jurors that they may take notes regarding
the evidence and keep the notes for the purpose of refreshing
their memory when they retire for deliberation. The court
shall provide materials suitable for this purpose. During
recesses of the trial the jurors shall be permitted to
have access to their notes in the jury room. After the
jury has rendered its verdict, the notes shall be collected
by the bailiff who shall promptly destroy them.
A pattern instruction on notetaking
is being developed by a Committee on Standard Criminal Jury
Instructions chaired by Judge Richard R. Cooch.
- Improve Management of Trial Exhibits
The trial judge should control the number
of exhibits, have relevant portions of documents that are
admitted highlighted for the jury and provide copies of
key documents to the jurors. In document-intensive cases,
the judge should provide an index or retrieval system for
the jury's use during deliberations. For the control and
safe-guarding of documents in an especially paper-intensive
trial, a document depository should be considered.
Commentary:
The Task Force supports this recommendation
for complex cases. The proliferation of exhibits at trial,
the significance of which is too often lost on jurors, has
been shown to be a significant cause of juror confusion
and decreased juror comprehension.13 Jury researchers
observe, and jurors themselves often complain, that there
are too many exhibits, that the jury is not told which ones
are important and why, and that the task of finding particular
exhibits during deliberations was often difficult to impossible.14
Concluding that these complaints are
well-taken in too many cases, the Task Force recommends
that the following language be incorporated into the Official
Comment to D.R.E. 611.
Document Control:
- The trial judge should become involved
as soon as possible, and no later than the pretrial conference,
in controlling the number of documents to be used at trial.
- For purposes of trial, only one number
should be applied to a document whenever referred to.
- Copies of key trial exhibits should,
in the Court's discretion, be provided to jurors for temporary
viewing or for keeping in juror notebooks.
- Exhibits with text should and, on
order of the court, shall be highlighted to direct jurors'
attention to important language. Where necessary to an
understanding of the document, that language should be
explained.
- At the close of evidence in a trial
involving numerous exhibits, the trial judge shall ensure
that a simple and clear retrieval system, or index, is
provided to the jurors to assist them in finding exhibits
during deliberations.
Document Depository: In complex, multi-party
and document-intensive cases, document control can begin
after the pleading stage and before disclosure or discovery
commences. By assuring that a "document depository" is established
early on, the trial judge enhances the chances of effective
document control at trial and saves counsel and the parties
substantial time and costs.
In such cases, the attorneys can by
agreement establish and operate a joint depository for all
case-related documents. Absent a voluntary arrangement,
the court should order the establishment and operation of
a depository and appoint someone to be responsible for its
operation. Costs should be shared among the parties, either
by agreement or by order.
All documents disclosed or discovered
are required to be deposited in the single depository. There
would be no need to serve copies on other parties; a simple
notice of filing should suffice. Each document received
by the depository should be separately numbered. Duplicates
can be eliminated. Parties wishing to read or copy any document
could do so under the supervision of the depository custodian.
For trial purposes, custody of all documents, an index and
other important depository records could be maintained by
the depository or transferred to the clerk of the court.
The document numbers assigned by the depository, and uniformly
used by counsel prior to trial, would provide the basis
for exhibit numbers at trial.
- Deposition Summaries Should be Used
To reduce the tedium of reading the
contents of a deposition to the jury, and in order to improve
juror comprehension of the relevant deposition testimony,
counsel should be encouraged and, in some cases, required
to prepare concise written summaries of depositions for
reading at trial. Copies of the summaries should be provided
to the jurors before they are read.
Commentary:
The Task Force supports this recommendation.
The reading of depositions at trial, question and answer
by question and answer, is a tedious exercise that often
drives the most committed jurors to distraction. Deposition
reading also unduly prolongs many civil trials. Although
no empirical data could be found on the subject, an assumption
was made that juror comprehension of a witness' testimony
is negatively affected by having the deposition contents
read verbatim.
Encouraging or requiring lawyers to
prepare and read concise summaries of depositions is by
far the preferable practice. Where the attorneys are unable
to agree upon part of a summary (or separate summaries of
direct and cross-examination), the court should offer to
settle any differences. Copies of the written summaries
may be, in the court's discretion, provided to the jurors
prior to their being read. Once the summary is read, the
jurors' copies could be collected or left with the jurors.
Although the actual words used in some
deposition testimony might be so important to a party's
case that a word-for-word reading would be warranted, if
summaries are used for most depositions, trial time will
be saved and juror attention and comprehension will be enhanced.
To accomplish this goal, the Task Force
recommends that Super.Ct.Civ.R. 32 be amended by adding
the following to Super.Ct.Civ.R. 32(e):
In its discretion, and in lieu of
a reading of an uncontroverted deposition's text or a
portion thereof, the court may require the reading of
a concise written summary of a deposition sought to be
used at any hearing or trial.
We also suggest that the following language
be added to the Official Comments to D.R.E. 611:
Deposition summaries. In order
to improve jury attention to and comprehension of the
contents of depositions used at trial pursuant to Super.Ct.Civ.R.
32(e) this rule now sanctions the use of concise written
summaries of uncontroverted depositions in lieu of reading
the text or portions thereof. The trial judge is given
the power to compel the use of summaries when thought
necessary.
Naturally, it is expected that trial
judges shall encourage the use of deposition summaries and
facilitate the task where necessary.
- Allow Jurors to Ask Questions
Jurors should be allowed to ask questions
during trials of civil and criminal cases, subject to careful
judicial supervision. At a minimum the safeguards should
include: telling the jurors in advance of trial of the procedures
to be followed; having questions put in writing and left
unsigned; discussing the question with the attorneys and
allowing them to object to the question out of the jury's
presence; the asking of the question of the witness by the
judge; and telling the jurors that the law may prevent some
of their questions from being asked.
Commentary:
The Task Force does not support this
recommendation with regard to criminal cases. The Task Force
defers making a recommendation regarding juror questioning
in civil cases until experimentation with juror questioning
provides a clearer picture of the costs and benefits of
the process.
The practice of permitting jurors to
ask questions during trial is new to Delaware. Other state
courts have permitted such questioning.15
Many authorities have concluded that
carefully controlled juror questioning enhances active participation
by jurors in the fact-finding process and improves juror
comprehension.16 Among the advantages of juror
questioning are: it assists in clarifying information and
avoiding confusion; jurors remain more alert and better
focused; jurors seem more satisfied concerning their roles
at trial; and their questions may reveal juror confusion
or misconduct.17 If proper safeguards are announced
and carefully followed, no substantial risks are incurred.18
For purposes of experimentation, the
Task Force recommends that the recommended amendment to
Super.Ct.Civ.R. 43(a) be adopted as an Interim Rule for
a period of one (1) year. The Task Force recommends that
the following language be added to Super.Ct.Civ.R. 43(a)
to assure jurors the right to ask questions in civil trials:
Juror Questions. At the discretion
of the trial judge, jurors shall be permitted to submit
written questions of witnesses to the court.
The Task Force would also suggest
that the official comment to this rule, interim or permanent,
contain the procedural safeguards thought necessary by
the authorities cited.
Official Comment
The following procedures are suggested
for juror questioning:
The jurors should be instructed about
the procedures for juror questions in advance of the taking
of evidence. Jurors' questions must be in writing and
left unsigned. Jurors should be instructed to give their
questions to the bailiff. If a juror has a question for
a witness about to leave the witness stand, the juror
should communicate that fact to the court. After receiving
the question, the judge must allow counsel an opportunity
to object to it out of the presence of the jury.
If found to call for admissible evidence,
the question should be asked or answered by stipulation
or other appropriate means. If a jury question calls for
inadmissible evidence, the question shall not be read,
and the jury should be told that trial rules do not permit
some questions to be asked and that the jurors should
not attach any significance to the failure of having their
question asked.
A suggested preliminary jury instruction
implementing the procedure should be framed as follows:
Questions by Jurors
Delaware practice governing jury trials
prohibit jurors from asking questions directly of a witness
or of the lawyers. However, you may have questions from
time to time. If one is important to you please write
it down, do not sign it, and hand it to the bailiff if
you have a question for a witness about to leave the witness
stand. The bailiff will bring it right to me. Please do
not confer with each other regarding questions to be asked.
Your question should start with who, what, when, where
or why.
If I decide that the question is a
proper one, the attorneys and I will attempt to provide
an answer at the earliest logical opportunity. Where deemed
appropriate, the court shall read the question to the
witness who will then answer the question asked. Keep
in mind that the rules of evidence or other rules of law
may prevent some of your questions from being asked.
Do not speculate as to why your question
was not asked, if it wasn't. The failure to answer a question
is not a reflection on the person asking it.
- Educate Attorneys and Judges Concerning
Interim Summaries During Trial
Trial judges and attorneys should be
made more aware of the advantages of interim summaries for
the jury after discrete segments of especially long trials
or trials in unusually complex cases.
Commentary:
The Task Force does not support this
recommendation with regard to criminal cases. The Task Force
recommends experimentation with the use of interim summations
with regard to civil cases with the consent of the parties.
Interim summaries or arguments by counsel after the conclusion
of discrete segments of protracted or complex civil cases
have been found to be advantageous.19 Interim
summaries can enhance jury comprehension, aid juror recall
of the evidence and help jurors avoid making premature judgments
in the case.20
The Task Force recommends that lawyers
and judges consider utilizing interim summaries, on an experimental
basis, in lengthy and complex civil cases.21
It was not thought necessary to recommend a rule recognizing
the technique or to give the trial judge the authority to
compel interim summaries.22
However, and because of the potential
for assisting juries in at least a limited number of cases,
the Task Force recommends that trial judges and attorneys
become educated in the effective use of interim summaries
in appropriate situations, given the understandable needs
of the jurors for "help along the way" in unusually long
civil trials or in civil trials of unusually complex cases.
Following an adequate experimentation phase, the Task Force
would then be in a position to make a concrete recommendation
regarding the use of interim summaries in certain civil
cases.
- Use Modern Information Technology
More Often in Trials
Trial lawyers and judges should become
more aware of the availability, advantages and costs of
the technologies, present and future, that can aid the parties
in case presentation and the jury in understanding and recalling
the evidence.
Commentary:
The Task Force supports this recommendation.
Courtroom technology can improve juror understanding and
makes trials more interesting by simplifying, clarifying
and demonstrating large amounts of information, by increasing
juror attention to and memory of the evidence as they are
given greater opportunity to visualize the material, and
by facilitating instantaneous recall of evidence. However,
use of technology at jury trials poses risks too. For example,
new and greater opportunities are presented for the manipulation
of data. The inability of some parties, especially in criminal
cases, to afford such trial aids can raise serious policy
and constitutional problems.
Technologies now available for use at
trial in "hi-tech" or "multi-media" courtrooms include videotaped
testimony; use of videophone for live long distance testimony;
computer generated CD-ROM-driven graphs, charts, simulated
reenactments, and other informative graphics; electronic
recall of documents; and bar codes and touch-screens that
allow juror interaction with stored information to recall
past evidence. In the near future laser and other technologies
will create even more opportunities for lawyers and jurors.
Unfortunately, utilization of currently
available technology in trials is very low. Among the apparent
reasons is a lack of information about availability, advantages
and costs for lawyers, their clients and judges.
The Task Force notes that the Delaware
Supreme Court has established a committee to address these
issues and facilitate greater and appropriate use of current
and future technology. By our recommendation, we merely
wish to endorse this effort.
- Allow Jurors to Discuss the Evidence
Among Themselves During the Trial
After being admonished not to decide
the case until they have heard all the evidence, instructions
of law and arguments of counsel, jurors should also be told,
at the trial's outset, that they are permitted to discuss
the evidence among themselves in the jury room during recesses.
Commentary:
The Task Force supports this recommendation.
The traditional admonition that forbids any and all discussions
about the case among jurors until deliberations commence
is a corollary of the "passive juror" model. Through enforced
passivity, jurors are expected to merely store all evidence
for later use and to suspend all judgments until the trial
is over. The assumption is that pre-deliberation discussions
of the evidence by jurors will inevitably lead to premature
judgments about the case.
The Task Force concluded that this limitation
of all discussions among trial jurors and the accompanying
assumption that jurors can and do suspend all judgments
about the case are unnatural, unrealistic, mistaken and
unwise. Behavioral researchers agree that the juror's natural
tendency is to actively process information at and after
it is received, forming at least tentative preferences or
judgments about the evidence as they do.23 By
their own admissions to jury researchers, at least 11 to
44% of jurors discuss the evidence among themselves before
deliberations.24
We agree with those who favor permitting
structured or regulated discussions of the evidence among
jurors during trial as long as they are told that it is
important to reserve final judgment until the entire case
has been presented and why it is important to do
so. These authorities conclude that the traditional rule
forbidding all discussions is anti-educational, nondemocratic
and not necessary to ensure a fair trial.25
Structured jury discussions of the evidence
during trial will benefit the jurors and the trial in a
number of ways:
- Juror comprehension will be enhanced,
given the benefits of interactive communication;
- Questions can be asked and impressions
shared on a timely basis rather than held until deliberations
or forgotten;
- A juror's tentative or preliminary
judgments might surface and be tested by the group's knowledge;
and
- Divisive "fugitive" conversations
and cliques might be reduced, given the opportunities
for "venting" in the presence of the entire jury in the
jury room.
Super.Ct.Civ.R. 39(a), Super.Ct.Civ.R.
39(aa) and Super.Ct.Crim.R. 23(a) should be amended to provide
that:
Trial jurors shall be instructed that
they are permitted to discuss the evidence among themselves
in the jury room during recesses from trial, when all
are present, as long as they reserve judgment about the
outcome of the case until deliberations commence.
A suggesting preliminary jury instruction,
one that accommodates jurors' natural tendencies, but which
discourages premature decisions on the ultimate issue would
provide as follows:
Juror Discussions
During the trial you may talk with
each other about the evidence, but only privately in the
jury room during recesses when all jurors are present.
However, do not make up your minds
about guilt or innocence [who should win the case] until
you have heard all the evidence, my instructions of law,
arguments of counsel and your deliberations have begun.
You are not to discuss the case with
anyone other than your fellow jurors when all are present
in the jury room.
- Use Only Plain English in Trials,
Especially in Legal Instructions
Judges and lawyers should keep legalese
and other technical terms to an absolute minimum at trial.
Instructions on the law should be in clear and understandable
language.
Commentary:
The Task Force supports this recommendation.
The legalese and other technical jargon frequently used
by attorneys and judges during trial is lost on most jurors
and is a major source of confusion and frustration for them.
For example, the high rate of failure of jurors to fully
understand legal instructions is specially documented.26
A committee, chaired by Judge Susan Del Pesco, has just
completed a standard civil jury insructions handbook. The
product was edited by a linguistics expert with a view towards
juror comprehension.27 Another committee, chaired
by Judge Richard R. Cooch, is expected to produce a similar
product on standard criminal jury instructions. With regard
to each set of standard jury instructions, they are intended
to be written for the jury, with their needs in mind, not
for the appellate court. They will be understandable to
an adult with a high school reading level.
The Task Force also recognized that
remarks between and among lawyers and judges and those made
by them to the jurors during trial must often sound like
a foreign language to the jurors. Technical legal terminology
is used too often, when plain English will do. Sometimes
judges and trial lawyers even lapse into Latin in front
of the jury. Too often jurors are spoken down to. At the
same time, communications intended for their consumption
go right past them. The language of trials should be demystified
for the jury. The new standard jury instruction handbooks,
for both civil and criminal cases, will go a long way to
demystify the language of trials.
- Do Not Keep Jurors Waiting While Instructions
are Settled
The trial judge and counsel should have
the final jury instructions substantially ready by the close
of evidence. If additional preparation is needed following
the close of evidence, the jurors should be released, overnight
if necessary, in order to avoid keeping them waiting.
Commentary:
The Task Force supports this recommendation.
Frequently, juries are kept waiting for long periods of
time while instructions are being settled by the judge and
attorneys. A requirement that proposed instructions dealing
with substantive issues be submitted no later than the start
of trial ought to be and is now, at least with regard to
civil cases, uniformly enforced. Even in those few cases
where it is not practicable to seriously consider final
instructions until the close of evidence, the jury ought
to be sent home, or at least given a long break, while the
instructions are discussed, settled and a record and copies
made.
These and other techniques are available
to reduce, if not eliminate, unnecessary delay and waiting
by the jurors near the end of the trial.
- Make Jury Instructions Understandable
and Case-Specific and Give Guidance Regarding Deliberations
In addition to couching jury instructions
in plain English, they should be case-specific where possible
(e.g., use of parties' names) and should give the jury some
suggestions regarding the deliberation process.
Commentary:
The Task Force supports this recommendation.
The need to rewrite current pattern instructions in plain
English has been addressed.28 Reliance on such
generic forms creates other problems in understanding. Experts
tell us that jury instructions should be as case-specific
as possible, utilizing parties' names and actual fact issues
in more complex cases. The more closely tailored the law
to the case the higher the level of comprehension.29
In addition, the more instructions there
are, the greater the task in understanding them. Accordingly,
the volume should be reduced to the absolute minimum.30
Finally, many jury experts stress the
need for the jury to hear from the judge at least a brief
discussion about the deliberation and group decision-making
processes.31 Delaware Superior Court judges routinely
add such an instruction as part of the charge. An example
of a jury instruction that addresses both subjects follows:
Conduct During Jury Deliberations
How the jury conducts its deliberations
is within the province of the jury itself. However, I
would like to suggest that you discuss the issues fully,
giving all jurors a fair opportunity to express their
views, before committing yourself to a particular position.
Jurors have a duty to consult with one another with an
open mind and to deliberate with a view to reaching a
verdict. Each of you should decide the case for yourself,
but only after impartially considering the evidence with
your fellow jurors. You should not surrender your own
opinion or defer to the opinions of your fellow jurors
for the mere purpose of returning a verdict, but you should
not hesitate to re-examine your own view and change your
opinion if you are persuaded by another view.
You are officers of the Court, and
must act impartially. Throughout your deliberations you
may not be influenced by passion, prejudice, sympathy,
the consequences of a verdict, or any motive except a
desire to declare the proper verdict upon the evidence
and law.
- Do not Instruct Juries on Jury Nullification;
However the Rules of Evidence Ought to be Expanded in Recognition
of the Jury's Power to Nullify
Juries should not be instructed on the
subject of jury nullification. However, relevancy rules
should be amended or interpreted to permit greater latitude
in evidence in recognition of the jury's undoubted power
to nullify the law. For example, evidence of the defendant's
intent and motive ought to be received in most cases.
Commentary:
The Task Force supports this recommendation
at least insofar that juries should not be instructed on
the subject of jury nullification. Inherent in the jury's
return of a general verdict in criminal cases is the power
to nullify the law. The exercise of this power to acquit
a criminal defendant despite the law is unreviewable, given
the constitutional prohibition against double jeopardy.
Most authorities state that this is
a power of the jury outside the law about which they should
not be told in the instructions.32 Others claim
that it is a right deeply rooted in the notion that juries
must be able to decide the law as well as the facts and
ignore or nullify the law where its application would result
in an injustice, a right about which the jury ought to be
instructed.33
The Task Force agrees with the traditional
view that while juries in criminal cases have the unreviewable
power to acquit despite the law, there is no "right" to
jury nullification on the part of the jury or either party
and that the jury ought not be instructed on the subject.
Given the ongoing debate, the Task Force
recommends that the subject of nullification be handled
as follows at jury trials:
- The jury should not be instructed
one way or the other regarding jury nullification in criminal
cases. Rather, they should be instructed that they are
bound by the juror's oath to follow and apply the law
that is read and given to them in the final instructions.
- In civil jury trials, jurors should
be instructed that they must follow the law in the instructions,
and apply the law that is read and given to them in the
final instructions.
- Attorneys in criminal and civil trials
should not be permitted to argue jury nullification. However,
attorneys should be allowed to request and argue for a
"just" result or verdict.
There was no sentiment among the Task
Force for a recommendation that juries in criminal cases
be informed of the range of sentence. However, an argument
can be made that the jury cannot do justice in the case
without knowing the punishment. Delaware case law currently
prohibits consideration by the jury of the consequences
of their verdict. See e.g., Rush v. State, Del.Supr.,
491 A.2d 439, 446 (1985); McCarthy v. State, Del.Supr.,
372 A.2d 180 (1977); Aizupitis v. State, Del.Supr.,
699 A.2d 1092 (1997). The Task Force sees no need to change
current law in this area.
- Give Jurors Copies of the Jury Instructions
The judge's preliminary and final instructions
should be in writing. Each juror should be given copies
of both. The jurors should be able to take their copies
of the jury instructions with them to the jury room, especially
during deliberations.
Commentary:
The Task Force supports this recommendation.
Studies of the practice of furnishing jurors with written
copies of the judge's legal instructions attest to its advantages.
They are: increased understanding of the instructions; facilitation
of deliberations; reduction in the number of questions about
the instructions during deliberations; and increased confidence
of the jurors in their verdict.34
Because of the rather obvious advantages
of furnishing at least several copies to the jury, most
if not all Delaware Superior Court judges do so.35
However, it is only in the most serious cases in which every
juror has been supplied with a copy of the instructions.
The Task Force was of the unanimous
view that a copy of the final instructions ought to be given
to each juror in all complex civil cases and in all first
degree murder cases, and that they be able to take their
individual copies with them into deliberations.
To assure jurors these rights in every
case, the following rules should be amended in the manner
shown:
Super.Ct.Crim.R. 30
Jurors' Copies. The court's
final instructions on the law shall be in written form
and at least four copies of the final instructions shall
be furnished to the jury upon retiring for deliberations.
In every first degree murder case, each juror shall be
furnished with a copy of the final jury instructions upon
retiring for deliberations.
Super.Ct.Civ.R. 51
The court's final instructions on
the law shall be in written form and at least four copies
of the final instructions shall be furnished to the jury
upon retiring for deliberations. In every complex civil
case, each juror shall be furnished with a copy of the
final jury instructions upon retiring for deliberations.
The Task Force felt that providing copies
of the preliminary instructions to the jury should be left
to the sound discretion of the Court.
- Read the Final Instructions Before
Closing Arguments of Counsel, Not After
To increase juror understanding of the
law and its relation to the case, their understanding of
closing arguments, and to facilitate the arguments, the
final instructions ought to be read before closing arguments
by counsel.
Commentary:
The Task Force supports, as an option,
this recommendation. The traditional method of instructing
juries is that such instructions be given following closing
argument. However, Super.Ct.Civ.R. 51 and Super.Ct.Crim.R.
30 permit the judge to charge the jury before or after arguments,
or both.
The Task Force found that Delaware Superior
Court judges often follow tradition by instructing after
the attorneys argue despite the obvious appeal in reversing
that order so that jurors can learn of the law they are
to apply before hearing counsel sum up. Studies of instructing
juries before argument, as opposed to after, suggest a number
of advantages. For one, jurors are better equipped to evaluate
the arguments generally. When they have heard the law first,
jurors are at an advantage when they attempt to integrate
the attorneys' summations of the facts with the instructions.
Finally, since the jury has already been instructed, counsel
are relieved of the awkward, if not unseemly, task of "predicting"
for the jury what the instructions will be and of explaining
legal concepts they may not have heard yet.36
The experience of some of the Task Force members who routinely
instruct before closing arguments is consistent with the
studies' results.
At the same time, the sentiment of the
Task Force opposes changing Super.Ct.Civ.R. 51 and Super.Ct.Crim.R.
30 to require that jury instructions precede closing
arguments.37 These Rules, as currently written,
give the Court discretion as to when the Court should give
its final instructions. The Task Force feels that continued
discretion in this area is desirable.
- Alternate Jurors Should Not be Released
From Service in Criminal Cases Until a Verdict is Announced
or the Jury is Discharged
Because of the ever-present risk of
losing a deliberating juror to illness or other personal
emergency, which would reduce the jury in a criminal case
below the minimum number required for a verdict, alternate
jurors should be admonished that they might be needed for
deliberations and to continue to observe all the rules governing
jurors' conduct until notified of a verdict. If an alternate
is substituted, the jurors should be instructed to begin
deliberations anew.
Commentary:
The Task Force supports this recommendation.
According to practice and in accordance with the Delaware
Constitution, alternates are discharged and released at
the close of the case. The jury then begins its deliberations
with only the minimum required by law.
In many criminal cases, deliberations
last longer than one or two hours. In some cases, it takes
the jury days to reach its verdict. If, during deliberations,
a juror dies, becomes seriously ill or must be excused on
account of a grave personal or family emergency, a mistrial
results since the size of the jury has been reduced below
that required by law for a verdict. While Super.Ct. Crim.R.
23 allows for a jury of less than twelve to render a verdict
when a juror must be excused during deliberations, rarely
if ever in a criminal case has the defendant stipulated
that such a verdict would be acceptable.
In order to avoid automatic mistrials
in those cases where the parties do not agree to a jury
of less than twelve, the Task Force recommends that jurors
chosen as alternates in criminal cases be instructed to
continue to observe all the admonitions until notified that
a verdict has been returned or the jury discharged, as one
or more of the alternates might be needed to join deliberations
and to vote on the result. If a deliberating juror is lost,
the trial judge can replace the juror with an alternate.
If such a substitution is made, the jury should be told
that deliberations must begin anew because of the substitution.
Whether an alternate is substituted during deliberations
should be left to the sound discretion of the trial judge,
taking into account such factors as the nature and complexity
of the case, the length of deliberations already had and
whether the alternate has carefully followed the court's
admonitions since being physically excused.
The committee recognizes that in order
to accomplish this recommendation, an amendment to the Delaware
Constitution is required.38 The following amendment
to Del.Const. art. I, Section 4 would suffice:
Trial by jury shall be as heretofore
provided that: In criminal cases, the alternate, or alternates,
upon being physically excused by the court, shall be instructed
to continue to observe the admonitions to jurors until
they are informed that a verdict has been returned or
the jury discharged. In the event a deliberating juror
is excused due to inability or disqualification to perform
required duties, the court may substitute an alternate
juror, choosing from among the alternates in the order
previously designated, unless disqualified, to join in
the deliberations. If an alternate joins the deliberations,
the jury shall be instructed to begin deliberations anew.
- Allow all Jurors Remaining at the End
of a Civil Trial to Deliberate and Vote
No juror should be designated an alternate
and excused at the end of civil cases. All jurors who remain
at the close of arguments should deliberate upon and decide
the case. The number of jurors' votes needed for a verdict
should be determined by the trial judge to assure that the
requirement of a unanimous vote is met.
Commentary:
The Task Force supports this recommendation
for civil cases with the exception that unanimity should
be required regardless of the number of jurors deliberating.
Again, a constitutional amendment would be necessary.
To accomplish this recommendation and
taking into account Recommendation 20, the following amendment
to Del.Const. art. I, ' 4 would suffice:
Trial by jury shall be as heretofore
provided that:
1. In criminal cases, the alternate,
or alternates, upon being physically excused by the court,
shall be instructed to continue to observe the admonitions
to jurors until they are informed that a verdict has been
returned or the jury discharged. In the event a deliberating
juror is excused due to inability or disqualification
to perform required duties, the court may substitute an
alternate juror, choosing from among the alternates in
the order previously designated, unless disqualified,
to join in the deliberations. If an alternate joins the
deliberations, the jury shall be instructed to begin deliberations
anew.
2. In civil cases, no alternate juror
shall be excused at the end of the case. All jurors who
remain at the close of arguments should deliberate upon
and decide the case. Unanimity shall be required regardless
of the number of jurors deliberating.
- Juror Contact
In limited circumstances, lawyers ought
to be given an opportunity to speak with jurors in civil
cases if the jurors wish to do so.
Commentary:
The Task Force supports this recommendation.
Because of interest on the part of many jurors, because
of the instructional benefits available, and because of
the ability of the Court to exercise discretion and control,
the Task Force, upon review of experiences of other jurisdictions
permitting jury contact, recommends the following amendment
to Rule 3.10(d) of the Rules of Professional Conduct.
This does not affect any other portion of Rule 3.10.
(d)(i) If any counsel in a civil case
requests, the trial judge (or Court official taking the
verdict) may permit any jurors so desiring to speak with
any counsel interested. The Court may designate a location
in the courthouse for that purpose.
The following is an illustration instruction:
Ladies and gentlemen, on occasion,
some jurors are interested in speaking to or asking questions
of the lawyers in a case.
If any of you would like to discuss
the case with counsel (or either of them, or any of them,
depending upon which counsel so requests) you are free
to do so. This is entirely up to you. You certainly have
no obligation to speak to anyone.
(Optional)
For these purposes, (the names of
any lawyers interested) will be in different areas of
the courtroom (or will come into the jury room).
The intent of this recommendation is,
as stated, to accommodate natural juror curiosity and potentially
improve future trial presentation. The opportunity is expressly
not designed to be used by counsel to accumulate support
for post trial procedures. Hence, counsel are not permitted
to probe into jury deliberations. Any information obtained
may not be included in any motion or appeal without prior
approval, separately determined by the trial judge upon
application made to the Court not later than the close of
business of the Court on the court day following the rendition
of the verdict by the jury.
- Statement on the Existence and Effect
of Insurance in Civil Cases
Upon request of counsel, a civil jury
ought to be informed about the existence and effect of insurance.
Commentary:
The Task Force supports this recomendation.
The Task Force recommends the following as an instruction
to be given in civil trials after the selection of the jury
and any alternates, but before opening statements, upon
request by counsel:
Some of you may be wondering about
the existence and effect of insurance in a case such as
this. In this case, that would not be relevant to any
of the issues you will decide. Therefore, you should not
consider that question at all.
The Task Force on Post-Verdict Stage
offers the following report:
- POST-VERDICT STAGE RECOMMENDATIONS
- Become Proactive in Detecting and
Treating Juror Stress
After trials likely to cause unusual
stress or trauma for jurors, the judge should conduct an
immediate jury debriefing with the help of a mental health
professional. One follow-up visit with the professional
ought to be provided at no cost. Any juror needing further
aid should be referred to community resources.
Task Force comments:
The Task Force does not support this
recommendation.
- Assist Jurors in Coping With Fears
of Contact or Retaliation
When jurors express what appear to be
reasonable concerns about the dangers of being contacted
or made the target of retaliation during or following trial,
the court should, after notice to the parties, conduct a
debriefing and make referrals to law enforcement authorities
as necessary.
Task Force comments:
The Task Force considers this recommendation
appropriate, and suggests we determine whether it is already
included in the jury handbook.
- Solicit Jurors' Reactions to Their
Courthouse Experiences
The jury manager and trial judge should
conduct regular surveys of juror responses to jury service
in general and to the trial in particular. Survey results
should be tallied and reviewed by judges, jury managers
and court policy makers.
Task Force comments:
The Task Force supports the concept
that jurors' reactions be surveyed, but would suggest it
be done by an exit survey conducted by the jury manager.
This process is already in force in New Castle County.
Return to Task Force Report
Table of Contents.
Endnotes
- The Delaware Task Force on the More Effective
Use of Juries (the Task Force) commissioned one of its members,
Dr. Valerie Hans of the University of Delaware, to survey juror/judicial
sentiment regarding many of the areas which the Subcommittee on
Trials was assigned to study and the furnish recommendations in
regard thereto. Dr. Hans' report, Report of the Juror Questionnaire
Study provided a multitude of statistical data some of which
is cited herein. Her report was based upon the answers given to
a questionnaire which was completed by jurors who had sat on 36
jury trials and the judges who presided over 35 of those trials.
Her report notes that most trials (83%) finished
on the day estimated. Thus, Delaware attorneys appear to be
providing accurate assessments as to the time necessary for
the presentation of the case. See The Hans' Report, Section
II, supra.
- See Super.Ct.Crim.R. 8 and Super.Ct.Crim.R.
14. See also Wiest v. State, Del.Supr., 542 A.2d 1193 (1988);
Skinner v. State, Del.Supr., 575 A.2d 1108 (1990); Younger
v. State, Del.Supr., 496 A.2d 546 (1985); Mayer v. State,
Del.Supr., 320 A.2d 713 (1974); Bates v. State, Del.Supr.,
386 A.2d 1139 (1978); Lampkins v. State, Del.Supr., 465
A.2d 785 (1983); Burton v. State, Del.Supr., 149 A.2d 337
(1959); Jenkins v. State, Del.Supr., 230 A.2d 262 (1967),
aff'd, Del.Supr., 240 A.2d 146 (1968), aff'd 395
U.S. 213 (1969); Bradley v. State, Del.Supr., 559 A.2d
1234 (1989). See also State v. Ellis, Del.Super., 375 A.2d
473 (1977); State v. McKay, Del.Super., 382 A.2d 260 (1978).
- See generally Super.Ct.Civ.R. 19, 20,
21, 22, 23 and 24. See also Webster v. State Farm Mut. Auto
Ins.Co., Del.Super., 348 A.2d 329 (1975); Bank of Del.
v. Allstate Ins.Co., Del.Super., 448 A.2d 231 (1982); Hurwitch
v. Adams, Del.Supr. 155 A.2d 591 (1959); Scott v. Kay,
Del.Super., 227 A.2d 572, aff'd Del.Supr., 233 A.2d 52
(1967); John Julian Constr. Co. v. Monarch Bldrs., Inc.,
Del.Super., 306 A.2d 29 (1973), aff'd Del.Supr., 324 A.2d
208 (1974); Monsanto Co. v. Aetna Cos. & Sur. Co., Del.Super.,
565 A.2d 268 (1989); White v. Metzer, Del.Super., 159 A.2d
788 (1960); Ebersole v. Lowengrub, Del.Supr., 208 A.2d
495 (1965); Rash v. C & M Corp., Del.Supr., 218 A.2d 670
(1966); McMichael v. Delaware Coach Co., Del.Super., 107
A.2d 895 (1954); Pennamco, Inc. v. Nardo Mgt. Co., Del.Super.,
435 A.2d 726 (1981); Parker Realtors, Inc. v. Dutch Village,
Inc., Del.Super., 174 A.2d 320 (1961); Bramble Transp.,
Inc. v. Sam Senter Sales, Inc., Del.Super., 294 A.2d 97 (1971),
aff'd Del.Supr., 294 A.2d 104 (1972).
- ABA Litigation Section Report, Jury Comprehension
in Complex Cases, 36-37 (1989). See also Interim Report
of the Council for Court Excellence, D.C. Jury Project, July
1997.
- Dr. Hans reports that 56% of the jurors who
were surveyed agreed that it would have been quite helpful to
have been pre-instructed in the law. See The Hans' Report,
Section II, supra. See also Section III, Tables,
supra.
The judges who participated in the Task Force
survey reported that in 57% of their cases, some instructions
were given at the beginning of the trial. See The Hans'
Report, Section II, supra.
- E.G., ABA Litigation Section Report, Jury
Comprehension in Complex Cases 614-17 (1989); Elwork, Sales
& Alfini, Juridic Decisions: In Ignorance of the Law or in
Light of It? 1 L.& Hum. Beh. 163 (1977).
- See Super.Ct.Civ.R. 51 and Super.Ct.Crim.R.
30.
- Recommendation 14 (use of plain English in final
instructions); Recommendation 16 (written copies of instructions
for jurors).
- Jurors were asked in the Task Force questionnaire
a series of questions about notetaking, which was permitted in
a minority of trials during the study period. Seventy-four jurors
said that they were allowed to take notes in their trial, 235
said they were not allowed, and another 55 did not know whether
they were allowed to take notes. Of the 74 jurors who could
take notes, the vast majority (67) did so. Forty-nine percent
of those who could not take notes said they would have liked to
do so (ratings of 1, 2, 3, or 4 on a 9-point scale). Whether
they were allowed to take notes during the trial or not, most
of the trial jurors described themselves as fairly experienced
notetakers, with an average of 6.2 on a 9-point scale taping experience
with notetaking.
Several questions assessed the experience of
notetaking in trials. Those who did take notes rated them
as quite useful: The average response was 6.6 on a 9-point
scale. The majority of jurors refuted a common concern about
notetaking: 74% agreed (1, 2, 3, or 4 rating) that
it was very easy to pay attention to the trial proceedings and
take notes at the same time. The amount that jurors relied on
their notes varied. Twenty-four percent stated that they did
not rely much on their notes (1, 2, or 3), another 35%
relied on their notes a moderate amount (4, 5, or 6) and
41% stated that they relied on their notes a good deal (7,
8, or 9). Only 29% of the jurors agreed that jurors who had
notes had more influence than jurors without notes (rating of
1, 2, 3, or 4). See The Hans' Report, Section II, supra;
Section III, Tables, supra.
- ABA Litigation Section Report, Jury Comprehension
in Complex Cases, 602-06 (1989); Sand & Reiss, A Report
on Seven Experiments Conducted by District Court Judges in the
Second Circuit, 60 N.Y.U.L. Rev. 423, 448-49 (1985). See
also Jury Note Taking: Exploring A New Frontier, Kathryn L.
Wemmers, Esquire, December 12, 1996, attached as Appendix A to
this Report.
- American Judicature Society, Toward More
Active Juries: Taking Notes and Asking Questions, 14 (1991).
- Rosenhan, Eisner & Robinson, Notetaking Can
Aid Juror Recall, L. & Hum. Beh., 53 (1994); ForsterLee, Horowitz
& Bourgeois, Effects of Notetaking on Verdicts and Evidence
Processing in a Civil Trial, L. & Hum. Beh. 567 (1994).
- ABA Report, supra, at 29-31; A. Austin,
Complex Litigation Confronts the Jury System 100 (1984).
- Id.
- See State v. LeMaster, 137 Ariz. 159,
669 P.2d 592 (App.1983)(approved as long as "scrupulously controlled"
by trial judge); State v. Taylor, 25 Ariz.App. 497, 544
P.2d 714 (1976)(same; in dictum). D.R.E. 611(a) and 614(b)
are thought by some to constitute additional authority for the
procedure.
- E.g., American Judicature Society, Toward
More Active Juries: Taking Notes and Asking Questions (1991);
Report by the Committee on Federal Courts of the New York Bar
Association, 62 St.Johns L.Rev. 549, 558-61 (1988); Comment,
Jurors Questions: A Survey of Theory and Use, 55 Mo.L.Rev.
817 (1990).
- There are potential down-sides to jury questioning
which must be recognized: delays in the trial; lawyer discontent;
and, often, confusion over the form of the question.
- In The Hans' Report, jurors were asked about
a novel technique -- allowing jurors to ask questions under carefully
controlled circumstances -- that is currently being used in a
number of courts nationwide. They were told: "Imagine that after
the lawyers had finished questioning the witnesses, there was
a question that you felt should have been asked but wasn't. Some
people have suggested that in this situation, jurors should be
allowed to submit their questions in writing to the judge for
the judge to ask the witness. We would like to know your general
opinion about being allowed to ask questions in this way." Jurors
were highly favorable to this reform. Fully 80% of the jurors
said that they would have like to ask a question about the evidence
in their trials, and 56% stated that they would have like to have
asked a question about the law in their trials. Sixty-four percent
said that it would have been very helpful to be able to ask questions
(1, 2, or 3), while another 25% stated that it would have been
moderately helpful (4, 5, or 6). The vast majority of jurors believed
that they would feel free to ask questions, if allowed by a judge.
See The Hans' Report, Section II, supra; Section
III, Tables, supra.
- ABA Litigation Section Report, Jury Comprehension
in Complex Cases, 621-22 (1989); New York State Bar Report,
supra, at 555-58.
- ABA Litigation Section Report, supra;
New York State Bar Report, supra; Higginbotham, Juries
and Complex Cases: Observations About the Current Debate, in The
Jury in American, 70, 78 (Guinther ed. 1987).
- A majority concluded that use of interim summaries
in criminal cases would not be productive or wise.
- Current court rules appear to give the judge
such authority, albeit by implication. See Super.Ct.Civ.R.
51.
- E.G., R. Hastie, S. Penrod & N. Pennington,
Inside the Jury, 24 (1983) and Forston, Sense and Non-Sense:
Jury Trial Communication, 1975 B.Y.U.L. Rev. 601, 612.
- Loftus & Leber, Do Jurors Talk?, 22 Trial
59, 60 (Jan.1986); Note, Jurors Judge Justice: A Survey of
Criminal Jurors, 3 N. Mex. L. Rev. 352, 358 (1973).
- A. Austin, Complex Litigation Confronts the
Jury System, 103-04 (1984); Schwarzer, Reforming Jury Trials,
1990 U. Chi. L. Forum 119, 142-43; Friedland, The Competency
and Responsibility of Jurors in Deciding Cases, 85 Nw. L.
Rev. 190, 199, 208-09 (1990); and Austin, "Why Jurors Don't Heed
Trials," National Law Journal, 15, 18 (Aug. 12, 1985).
- See ABA Litigation Section Report, supra
at 43-49 and 610-13; Steele & Thornburg, Jury Instructions:
A Persistent Failure to Communicate, 74 Judicature 249, 250
nn. 10-17 (1991).
- See Steele & Thornburg, supra at 254;
Austin, "Why Jurors Don't Heed Trials," National Law Journal
15, 18 (1985).
- See Recommendation 14.
- ABA Report, supra at 47-48; Schwarzer,
Communicating with Juries: Problems and Remedies, 69 Cal.
L. Rev. 731, 732-36 (1981).
- Schwarzer, supra at 747-55.
- S. Kassim & L. Wrightsman, The American Jury
On Trial, Psychological Perspectives, 131 (1988); Hastie,
Penrod & Pennington, Inside the Jury, 230 (1988).
- See e.g., Sharf v. United States, 156
U.S. 51 (1895); United States v. Powell, 936 F.2d 1056
(9th Cir.1991).
- United States v. Dougherty, 473 F.2d
1113, 1142 (D.C. Cir.1972) (Bazelon, J., dissenting); Heumann
& Cassak, Not-So-Blissful Ignorance: Informing Jurors About
Punishment in Mandatory Sentencing Cases, 20 Am. Crim. L.
Rev. 343 (1983). Compare Weinstein, Considering Jury "Nullification":
When, May and Should a Jury Reject the Law to do Justice,
30 Am. Crim. L. Rev. 239 (1993).
- ABA Report, supra at 51-52 and 622-26;
New York State Bar Report, supra at 565; Sands & Reiss,
A Report on Seven Experiments Conducted by District Court Judges
in the Second Circuit, 60 N.Y.U.L. Rev. 423 (1985).
- Dr. Hans reports that in 91% of the trials studied,
written copies of the judge's instructions were given to jurors.
See The Hans' Report, Section II, supra.
- New York State Bar Report, supra at 563;
Schwarzer, Reforming Jury Trials, 1990 U. Chi. L. Forum
119, 131-32; and Singleton & Kass, Helping the Jury Understand
Complex Cases, 12 Litigation 11, 12 (Spring 1986).
- Forty-two percent of the jurors surveyed by
Dr. Hans agreed with the notion that it would have been helpful
to receive judicial instructions prior to the attorneys giving
their closing arguments. See The Hans' Report, Section
II, supra.
- See Del.Const. art. I, þ 4; Claudio
v. State, Del.Supr., 585 A.2d 1278 (1991).
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